David S. Wilkins

SECURE RETIREMENT ADVISORS

Eloy, AZ

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CRD#: 1365056

Professional summary

David Stephen Wilkins SR., who also goes by David Stephen Wilkins, is a registered financial advisor currently at SECURE RETIREMENT ADVISORS, LLC located in Eloy, Arizona.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. David has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Stephen Wilkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

David Wilkins has a financial affiliated business as an insurance agent. From time to time, he will offer clients advice or products from those activities. Greater than 50% of Mr. Wilkins revenue is from his insurance practice and he spends 40% of his time on the activity. Mr. Wilkins is the owner of Cowboytown Arena, LLC. He spends 5 to 10 hours a week on this activity. He is also the owner of Cowboytown Farms and spends 5 to 10 hours a week on this activity raising hay and breeding horses. The preceding business activities are conducted from his private residence.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Stephen Wilkins SR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 17, 2011 - Present

SECURE RETIREMENT ADVISORS, LLC

RIA

CRD#: 156574

Eloy, AZ

Past

March 17, 2011 - December 31, 2012

SECURE RETIREMENT ADVISORS, LLC

RIA

CRD#: 156574

SCOTTSDALE, AZ

Past

October 11, 2006 - February 24, 2009

KALOS MANAGEMENT

RIA

CRD#: 133025

PONTE VEDRA BEACH, FL

Past

February 6, 2004 - February 24, 2009

KALOS CAPITAL, INC.

CRD#: 44337

GEORGETOWN, TX

Past

April 18, 2002 - January 2, 2004

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

August 20, 1985 - April 16, 2002

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/17/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/10/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/15/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/19/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/19/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/15/2002

General Securities Principal Examination

Current Firm

SECURE RETIREMENT ADVISORS, LLC

SECURE RETIREMENT ADVISORS, LLC | WILKINS, DAVID STEPHEN

CRD#: 156574 / SEC#:

Arizona

Registered Investment Advisory firm - (3/17/2011 Approved)

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Contact information

Main Address

Eloy, AZ

Mailing Address

Po Box 727, Eloy, AZ 85131

Phone number

(520) 423-6800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David S. Wilkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Stephen Wilkins SR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURE RETIREMENT ADVISORS, LLC

KALOS MANAGEMENT

KALOS CAPITAL, INC.

LPL FINANCIAL LLC

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/10/2006

Series 63

Date: 6/15/1987

Series 7

Date: 3/19/1997

Series 6

Date: 8/19/1985

Series 24

Date: 7/15/2002

Current Firm

SECURE RETIREMENT ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

SECURE RETIREMENT ADVISORS, LLC

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