Ted L. Phillips
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ted Lemuel Phillips was a registered financial professional .
Ted is a previously registered financial professional and started their career in finance in 1985. Ted had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2023 - December 26, 2024
LVZ, INC.
February 27, 2017 - April 4, 2023
SECURITIES AMERICA ADVISORS, INC.
February 17, 2017 - April 4, 2023
SECURITIES AMERICA, INC.
April 20, 2012 - February 22, 2017
NEXT FINANCIAL GROUP, INC.
October 16, 2002 - February 22, 2017
NEXT FINANCIAL GROUP, INC.
May 1, 1985 - October 23, 2002
PFS INVESTMENTS INC.
Primary Firm SEC Registration
LVZ, INC.
CRD#: 124228 / SEC#: 801-66772
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LVZ, INC.
CRD#: 124228 / SEC#: 801-66772
Contact information
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,242 |
| AUM (Assets Under Management) | $ 969,207,213 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
