Mark W. Bender
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark William Bender was a registered financial advisor .
Mark is a previously registered financial advisor and started their career in finance in 1985. Mark had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2006 - March 7, 2007
ENSEMBLE FINANCIAL SERVICES, INC.
May 5, 1998 - June 8, 2006
CHASE INVESTMENT SERVICES CORP.
June 24, 1997 - June 8, 2006
CHASE INVESTMENT SERVICES CORP.
November 18, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 18, 1996 - July 15, 1997
SIGNATOR INVESTORS, INC.
July 7, 1994 - August 28, 1996
COMMUNITY SECURITIES, INC.
March 10, 1994 - August 30, 1994
HIMCO DISTRIBUTION SERVICES COMPANY
February 24, 1992 - November 24, 1993
1717 CAPITAL MANAGEMENT COMPANY
October 5, 1987 - December 10, 1991
NEW ENGLAND SECURITIES
July 17, 1985 - January 14, 1987
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ENSEMBLE FINANCIAL SERVICES, INC.
CRD#: 17443 / SEC#: , 8-35776
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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