JL
John E. Langston
ROBERTSON INVESTMENT MANAGEMENT
Houston, TX 77056
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CRD#: 1364931
JL
Professional summary
John Edward Langston is a registered financial advisor currently at ROBERTSON INVESTMENT MANAGEMENT located in Houston, Texas and NETWORK 1 FINANCIAL SECURITIES INC. located in Houston, Texas.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. John has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
***ROBERTSON WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 140 START DATE: 01/18/2018 ADDRESS: 919 Milam Suite 550 Houston, TX 77002 DESCRIPTION: Working with existing clients and seeking new clients using money management platforms. ***DBA - Robertson Wealth Management
CRS (Client Relationship Summary) - RIA
Click below to view John Edward Langston's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 24, 2018 - Present
ROBERTSON INVESTMENT MANAGEMENT
Office #1: 5120 Woodway Suite 9029, Houston, TX 77056RIA
CRD#: 115425
Houston, TX
Current
March 7, 2025 - Present
NETWORK 1 FINANCIAL SECURITIES INC.
Office #1: 919 Milam Suite 550, Houston, TX 77002BD
CRD#: 13577
Houston, TX
Past
June 14, 2024 - January 21, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
HOUSTON, TX
Past
December 5, 2019 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
HOUSTON, TX
Past
July 2, 2012 - November 25, 2019
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
HOUSTON, TX
Past
December 16, 2004 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
HOUSTON, TX
Past
November 9, 2004 - November 22, 2019
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
HOUSTON, TX
Past
January 23, 2001 - June 9, 2005
NELSONREID, INC.
BD
CRD#: 45503
HOUSTON, TX
Past
December 16, 1997 - January 18, 2001
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
March 9, 1993 - December 31, 1998
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
CINCINNATI, OH
Past
October 26, 1990 - October 29, 1991
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
April 30, 1985 - February 8, 1989
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
ROBERTSON INVESTMENT MANAGEMENT
ROBERTSON & ASSOCIATES LLC | ROBERTSON, LANDERS AND ASSOCIATES | ROBERTSON WEALTH MANAGEMENT, LLC | ROBERTSON INVESTMENT MANAGEMENT
CRD#: 115425 / SEC#: 801-120446
RIA
Registered Investment Advisory firm - (4/2/2021 Approved)Texas
Registered Investment Advisory firm - (4/7/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/13/2025)
RR
California(3/14/2025)
RR
Georgia(3/31/2025)
RR
Indiana(3/14/2025)
RR
Iowa(3/7/2025)
RR
Kansas(3/14/2025)
RR
Louisiana(3/14/2025)
RR
Mississippi(3/10/2025)
RR
New York(3/22/2025)
RR
North Carolina(3/10/2025)
RR
Ohio(3/10/2025)
RR
Pennsylvania(3/10/2025)
RR
South Carolina(3/14/2025)
IAR
Texas(1/24/2018)
RR
Texas(3/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
RI
ROBERTSON INVESTMENT MANAGEMENT
ROBERTSON & ASSOCIATES LLC | ROBERTSON, LANDERS AND ASSOCIATES | ROBERTSON WEALTH MANAGEMENT, LLC | ROBERTSON INVESTMENT MANAGEMENT
CRD#: 115425 / SEC#: 801-120446
RIA
Registered Investment Advisory firm - (4/2/2021 Approved)Texas
Registered Investment Advisory firm - (4/7/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
919 Milam St Suite 500, Houston, TX 77002
Mailing Address
Phone number
(713) 622-4077
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 779 |
| AUM (Assets Under Management) | $ 273,053,474 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Colorado | ERA - Withdrawn | 12/22/2020 |
| Louisiana | ERA - Withdrawn | 12/22/2020 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
