Roberta S. Sigler

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CRD#: 1364864

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Roberta Sue Sigler, who also goes by Robbi Sigler, Roberta Sigler, was a registered financial advisor .

Roberta is a previously registered financial advisor and started their career in finance in 1985. Roberta had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 15 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robbi Sigler | Roberta Sigler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 17, 2006 - June 3, 2009

CBIZ FINANCIAL SOLUTIONS, INC.

RIA

CRD#: 16678

CUMBERLAND, MD

Past

February 17, 2006 - June 3, 2009

CBIZ FINANCIAL SOLUTIONS, INC.

CRD#: 16678

CUMBERLAND, MD

Past

October 20, 2004 - January 31, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

BALTIMORE, MD

Past

October 20, 2004 - January 31, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

February 2, 2004 - October 20, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

BALTIMORE, MD

Past

February 2, 2004 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

August 6, 1997 - January 29, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ROCKVILLE, MD

Past

July 3, 1997 - January 29, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 17, 1995 - June 11, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

May 3, 1985 - October 25, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CBIZ FINANCIAL SOLUTIONS, INC.

BGS&G INVESTMENT SERVICES, INC. | CBIZ RETIREMENT PLAN SERVICES | CBIZ RETIREMENT PLAN ADVISORY SERVICES | CBIZ FINANCIAL SOLUTIONS, INC.

CRD#: 16678 / SEC#: 801-56332, 8-34205

RIA

Registered Investment Advisory firm - SEC (3/18/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/19/1986

General Securities Representative Examination

General Industry/Product Exam

Series 15

Date: 4/25/1985

Foreign Currency Options Examination

Current Firm

CBIZ FINANCIAL SOLUTIONS, INC.

BGS&G INVESTMENT SERVICES, INC. | CBIZ RETIREMENT PLAN SERVICES | CBIZ RETIREMENT PLAN ADVISORY SERVICES | CBIZ FINANCIAL SOLUTIONS, INC.

CRD#: 16678 / SEC#: 801-56332, 8-34205

RIA

Registered Investment Advisory firm - SEC (3/18/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131

Mailing Address

5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131

Phone number

(216) 447-9000

Established

Maryland since 05/14/1984

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (26 States and Territories)

FINRA licenses (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CBIZ RETIREMENT PLAN ADVISORY SERIVCES (3/27/2025)

Direct owners and executive officers

Name	Position	CRD#
CBIZ OPERATIONS INC.	PARENT COMPANY
BRIDGES, EDWARD HOWARD	PRINCIPAL FINANCIAL AND OPERATIONS OFFICER	5087317
BROWN, CHRISTOPHER MARK	CHIEF COMPLIANCE OFFICER AND EXECUTIVE REPRESENTATIVE	6028654
MELLARD, NANCY MARIE	DIRECTOR	4335209

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 23,881,016

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Roberta S. Sigler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CBIZ FINANCIAL SOLUTIONS, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CBIZ FINANCIAL SOLUTIONS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/1997

Series 63

Date: 10/6/1986

Series 7

Date: 7/19/1986

Series 15

Date: 4/25/1985

Current Firm

CBIZ FINANCIAL SOLUTIONS, INC.

Contact information

SEC notice filing (26 States and Territories)

FINRA licenses (47 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CBIZ FINANCIAL SOLUTIONS, INC.

TRUST BUT VERIFY

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