Edward F. Busch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Francis Busch was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1985. Edward had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2008 - September 18, 2008
AVANTAX ADVISORY SERVICES
April 3, 2008 - December 31, 2022
AVANTAX INVESTMENT SERVICES, INC.
March 20, 2008 - April 9, 2008
OSAIC FA, INC.
May 30, 2006 - April 9, 2008
OSAIC FA, INC.
September 28, 2001 - June 1, 2006
TRANSAMERICA FINANCIAL ADVISORS, INC.
June 30, 1999 - August 22, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 15, 1993 - June 30, 1999
NORTHEAST SECURITIES, LLC
July 16, 1986 - December 20, 1993
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 29, 1986 - July 23, 1986
G. K. SCOTT & CO., INC.
July 11, 1985 - January 1, 1986
BRODIS SECURITIES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
