Jay P. Faber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Paul Faber, CFP® was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1985. Jay had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1990
Experience
July 22, 2019 - August 13, 2020
FABER FINANCIAL SERVICES
January 8, 2010 - September 30, 2016
RDA FINANCIAL NETWORK
January 7, 2010 - July 29, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
July 18, 2007 - January 7, 2010
CETERA ADVISORS LLC
July 18, 2007 - January 7, 2010
CETERA ADVISORS LLC
March 23, 2004 - July 18, 2007
LEGACY ADVISORY SERVICES, INC.
June 29, 1999 - July 18, 2007
LEGACY FINANCIAL SERVICES, INC.
August 21, 1995 - June 16, 1999
CETERA ADVISORS LLC
May 20, 1985 - February 29, 1996
ARM SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
FABER FINANCIAL SERVICES
CRD#: 304134 / SEC#:
Contact information
Red Flags
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