Edwin R. Kerley
MONEY CONCEPTS CAPITAL CORP
Leawood, KS 66209
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CRD#: 1364480
Professional summary
Edwin Ray Kerley, CFP®, ChFC®, CLU®, who also goes by Edwin Ray Kerley, Ed Kerley, Edwin R Kerley, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Leawood, Kansas.
Edwin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Edwin has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Edwin Ray Kerley | Ed Kerley | Edwin R Kerley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) EDWIN R. KERLEY, 12708 Catalina Street, Leawood, KS 66209. INVESTMENT-RELATED: YES. TITLE: AGENT. Receiving trails on previous business. Health. One total hours/month. one hour during securities trading hours. 2. Country Club Bank - Country Club Wealth Solutions. Employee. Start date 5/25/2018. Senior Vice President. Provide Financial Planning Customers. 200 total hours/month. 160 hours during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Edwin Ray Kerley's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Edwin Ray Kerley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
June 4, 2018 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 13451 Briar St, Leawood, KS 66209Office #2: One Ward Parkway, Kansas City, MO 64112RIA
BD
CRD#: 12963
Leawood, KS
Current
June 4, 2018 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 13451 Briar St, Leawood, KS 66209Office #2: One Ward Parkway, Kansas City, MO 64112RIA
BD
CRD#: 12963
Leawood, KS
Past
September 6, 2001 - June 22, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
OVERLAND PARK, KS
Past
September 1, 1999 - June 27, 2018
OSAIC FA, INC.
RIA
CRD#: 3978
OVERLAND PARK, KS
Past
June 1, 1998 - June 27, 2018
OSAIC FA, INC.
BD
CRD#: 3978
OVERLAND PARK, KS
Past
November 28, 1989 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Past
June 18, 1985 - November 13, 1989
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/23/2020)
RR
Arkansas(6/4/2018)
RR
Colorado(12/4/2023)
RR
Florida(11/7/2019)
RR
Illinois(3/13/2020)
RR
Kansas(6/4/2018)
RR
Maine(12/4/2023)
RR
Maryland(2/11/2021)
RR
Massachusetts(12/4/2023)
RR
Michigan(3/4/2021)
RR
Missouri(6/4/2018)
IAR
Missouri(6/22/2020)
RR
Montana(12/4/2023)
RR
Texas(11/7/2019)
RR
Vermont(12/6/2023)
RR
Virginia(2/11/2021)
RR
Washington(10/5/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 Jog Road, Palm Beach Gardens, FL 33418
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2000
Established
Florida since 06/23/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
431
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963Leawood, KS 66209TRUST BUT VERIFY
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