Donald A. Capron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Anthony Capron was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1985. Donald had worked at 4 firms and has passed the Series 63, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 1987 - August 24, 1988
THOMSON MCKINNON SECURITIES INC.
February 19, 1986 - May 1, 1987
CITIGROUP GLOBAL MARKETS INC.
December 17, 1985 - February 26, 1986
MORGAN STANLEY DW INC.
May 21, 1985 - July 9, 1985
MCNEIL SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THOMSON MCKINNON SECURITIES INC.
CRD#: 829 / SEC#: , 8-14450
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
