Patrick Michael Kaiser
ChFC®, CLU®Professional Summary
Patrick Michael Kaiser, ChFC®, CLU® is a registered financial advisor currently at TUCKER ASSET MANAGEMENT LLC located in Orland Park, Illinois. Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Patrick has worked at 15 firms and has passed the Series 65, Series 63, Series 62, Series 22 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
TUCKER ASSET MANAGEMENT LLC | TUCKER WEALTH | TUCKER ASSET MANAGEMENT, LLC
Contact Information
Main Address
1520 West Canal Court Suite 100, Littleton, CO 80120Phone Number
(303) 734-1234# of Employees
80SEC notice filing (39 States and Territories)
Registered to provide investment advisory services in 39 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,217AUM (Assets Under Management)
$603,562,776Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
TUCKER ASSET MANAGEMENT LLC | TUCKER WEALTH | TUCKER ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
(5/9/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Apr 1995Series 22 — Direct Participation Programs Representative Examination
Passed Jul 1985About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 1985About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Patrick Michael Kaiser's CRS (Customer Relationship Summary).
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