Patrick M. Kaiser

TUCKER ASSET MANAGEMENT LLC

Orland Park, IL 60462

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CRD#: 1364432

Professional summary

Patrick Michael Kaiser, ChFC®, CLU® is a registered financial advisor currently at TUCKER ASSET MANAGEMENT LLC located in Orland Park, Illinois.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Patrick has worked at 15 firms and has passed the Series 65, Series 63, Series 62, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT; TINLEY PARK, IL; INVESTMENT RELATED; ANNUITIES, LIFE AND HEALTH INSURANCE PRODUCTS, PHYSICAL GOLD AND SILVER THROUGH NATIONAL GOLD CONSULTANTS; 30 HRS PER MONTH; 15 DURING SECURITIES TRADING HOURS; 2004-PRESENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Michael Kaiser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

May 9, 2025 - Present

TUCKER ASSET MANAGEMENT LLC

Office #1: 9501 W. 144th Place Suite 101, Orland Park, IL 60462

RIA

CRD#: 174844

Orland Park, IL

Past

August 17, 2021 - May 20, 2025

IAMS WEALTH MANAGEMENT, LLC

RIA

CRD#: 286085

ORLAND PARK, IL

Past

June 27, 2019 - August 13, 2021

ROYAL FUND MANAGEMENT, LLC

RIA

CRD#: 144434

Orland Park, IL

Past

August 16, 2016 - July 1, 2019

VIRTUE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 167816

Orland Park, IL

Past

November 12, 2013 - August 17, 2016

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

ORLAND PARK, IL

Past

July 18, 2011 - December 31, 2011

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

TINLEY PARK, IL

Past

July 18, 2011 - December 31, 2011

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

TINLEY PARK, IL

Past

May 1, 2009 - March 16, 2011

WORLD EQUITY GROUP, INC.

RIA

CRD#: 29087

TINLEY PARK, IL

Past

May 1, 2009 - March 16, 2011

WORLD EQUITY GROUP, INC.

CRD#: 29087

TINLEY PARK, IL

Past

October 16, 2006 - June 29, 2007

WORKMAN SECURITIES CORPORATION

RIA

CRD#: 31898

TINLEY PARK, IL

Past

April 14, 2005 - October 2, 2006

WORKMAN SECURITIES CORPORATION

RIA

CRD#: 31898

TINLEY PARK, IL

Past

January 4, 2005 - June 29, 2007

WORKMAN SECURITIES CORPORATION

CRD#: 31898

TINLEY PARK, IL

Past

January 24, 2003 - December 31, 2004

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

OAK FOREST, IL

Past

September 16, 1998 - February 7, 2003

THE MASTERS, INC.

RIA

CRD#: 108432

MIDLOTHIAN, IL

Past

July 9, 1996 - December 31, 2004

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

OVERLAND PARK, KS

Past

April 4, 1996 - July 15, 1996

AEGON USA SECURITIES INC.

CRD#: 13302

CEDAR RAPIDS, IA

Past

January 26, 1996 - April 4, 1996

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

January 3, 1995 - January 25, 1996

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

OVERLAND PARK, KS

Past

August 22, 1991 - December 31, 1994

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

June 16, 1989 - April 9, 1991

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

May 1, 1985 - June 17, 1989

SECURITIES AMERICA, INC.

CRD#: 10205

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TUCKER ASSET MANAGEMENT LLC

TUCKER ASSET MANAGEMENT LLC | TUCKER WEALTH | TUCKER ASSET MANAGEMENT, LLC

CRD#: 174844 / SEC#: 801-107110

RIA

Registered Investment Advisory firm - (1/13/2016 Approved)

Colorado

Registered Investment Advisory firm - (1/28/2016 Terminated)

Georgia

Registered Investment Advisory firm - (2/12/2016 Terminated)

Iowa

Registered Investment Advisory firm - (1/26/2016 Terminated)

Louisiana

Registered Investment Advisory firm - (1/26/2016 Terminated)

Massachusetts

Registered Investment Advisory firm - (1/22/2016 Terminated)

Montana

Registered Investment Advisory firm - (1/22/2016 Terminated)

Nebraska

Registered Investment Advisory firm - (12/31/2015 Terminated)

New Jersey

Registered Investment Advisory firm - (1/22/2016 Terminated)

North Carolina

Registered Investment Advisory firm - (1/22/2016 Terminated)

Ohio

Registered Investment Advisory firm - (1/22/2016 Terminated)

Texas

Registered Investment Advisory firm - (1/22/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/11/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/19/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 62

Date: 4/4/1995

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 22

Date: 7/26/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 4/30/1985

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TUCKER ASSET MANAGEMENT LLC

TUCKER ASSET MANAGEMENT LLC | TUCKER WEALTH | TUCKER ASSET MANAGEMENT, LLC

CRD#: 174844 / SEC#: 801-107110

RIA

Registered Investment Advisory firm - (1/13/2016 Approved)

Colorado

Registered Investment Advisory firm - (1/28/2016 Terminated)

Georgia

Registered Investment Advisory firm - (2/12/2016 Terminated)

Iowa

Registered Investment Advisory firm - (1/26/2016 Terminated)

Louisiana

Registered Investment Advisory firm - (1/26/2016 Terminated)

Massachusetts

Registered Investment Advisory firm - (1/22/2016 Terminated)

Montana

Registered Investment Advisory firm - (1/22/2016 Terminated)

Nebraska

Registered Investment Advisory firm - (12/31/2015 Terminated)

New Jersey

Registered Investment Advisory firm - (1/22/2016 Terminated)

North Carolina

Registered Investment Advisory firm - (1/22/2016 Terminated)

Ohio

Registered Investment Advisory firm - (1/22/2016 Terminated)

Texas

Registered Investment Advisory firm - (1/22/2016 Terminated)

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Contact information

Main Address

1520 West Canal Court Suite 100, Littleton, CO 80120

Mailing Address

Phone number

(303) 734-1234

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	4,243
AUM (Assets Under Management)	$ 640,805,363

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick M. Kaiser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Michael Kaiser's CRS (Customer Relationship Summary).

Certified licenses

Experience

IAMS WEALTH MANAGEMENT, LLC

ROYAL FUND MANAGEMENT, LLC

VIRTUE CAPITAL MANAGEMENT, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

WORLD EQUITY GROUP, INC.

WORLD EQUITY GROUP, INC.

WORKMAN SECURITIES CORPORATION

WORKMAN SECURITIES CORPORATION

WORKMAN SECURITIES CORPORATION

VSR FINANCIAL SERVICES, INC.

THE MASTERS, INC.

VSR FINANCIAL SERVICES, INC.

AEGON USA SECURITIES INC.

ALLSTATE FINANCIAL SERVICES, LLC

VSR FINANCIAL SERVICES, INC.

SECURITIES AMERICA, INC.

TOWER SQUARE SECURITIES, INC.

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

TUCKER ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/11/1998

Series 63

Date: 5/19/1992

Series 62

Date: 4/4/1995

Series 22

Date: 7/26/1985

Series 6

Date: 4/30/1985

Current Firm

TUCKER ASSET MANAGEMENT LLC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TUCKER ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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