SH
Sharon M. Hinton
PLANMEMBER SECURITIES
Texarkana, TX 75503
Some features on this profile are disabled
CRD#: 1364069
SH
Professional summary
Sharon Maroon Hinton, who also goes by Sharon Yvonne Hinton, Sharon Maroon Shaddix, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Texarkana, Texas.
Sharon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Sharon has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sharon Yvonne Hinton | Sharon Maroon Shaddix
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)HINTON FINANCIAL SERVICES;5403 PLAZA DRIVE;;5403 PLAZA DRIVE TEXARKANA, TX 75503;SOLE PRORIETORSHIP OWNER 50%. HUSBAND OWN'S OTHER 50%; START DATE; 1983 INVESTMENTS &FIXED INSURANCE, AGENT,20HRS/MONTH DEVOTED TO BUSINESS; 20 HRS/MONTH DURING TRADING HOURS; INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Sharon Maroon Hinton's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sharon Maroon Hinton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 21, 2007 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 5403 Plaza Drive, Texarkana, TX 75503RIA
BD
CRD#: 11869
Texarkana, TX
Current
August 16, 2007 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 5403 Plaza Drive, Texarkana, TX 75503RIA
BD
CRD#: 11869
Texarkana, TX
Past
September 27, 2002 - August 22, 2007
LINCOLN INVESTMENT
RIA
CRD#: 519
TEXARKANA, TX
Past
July 29, 1993 - August 22, 2007
LINCOLN INVESTMENT
BD
CRD#: 519
TEXARKANA, TX
Past
March 26, 1986 - August 9, 1993
INVESTORS BROKERAGE SERVICES, INC.
BD
CRD#: 4257
ELGIN, IL
Past
June 24, 1985 - August 22, 1987
T.L. HILL SECURITIES, INC.
BD
CRD#: 14718
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/11/2007)
RR
Oklahoma(8/17/2007)
RR
Texas(8/21/2007)
IAR
Texas(8/21/2007)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
