Duane I. Castles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Duane Irwin Castles was a registered financial professional .
Duane is a previously registered financial professional and started their career in finance in 1985. Duane had worked at 3 firms and has passed the Series 63, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 1990 - December 31, 2015
PRIME ADVISORS, INC.
April 17, 1989 - January 21, 1992
MUNICIPAL INVESTMENT GROUP SECURITIES, INC.
November 28, 1988 - April 13, 1989
SEATTLE-NORTHWEST SECURITIES CORPORATION
May 8, 1985 - September 27, 1988
SEATTLE-NORTHWEST SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
PRIME ADVISORS, INC.
CRD#: 107680 / SEC#: 801-33673
Contact information
Red Flags
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