George J. Scafidi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Joseph Scafidi was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1985. George had worked at 3 firms and has passed the Series 63, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2018 - December 31, 2025
SONOMA ASSET MANAGEMENT
December 19, 1985 - July 24, 2000
PRUDENTIAL EQUITY GROUP, LLC
April 23, 1985 - August 4, 1987
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
SONOMA ASSET MANAGEMENT
CRD#: 133602 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 51 |
| AUM (Assets Under Management) | $ 7,841,043 |
Red Flags
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