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Eric Adrian Huck

Eric Adrian Huck

AIF®, CFP®
CETERA INVESTMENT ADVISERS
MECHANICSBURG, PA
·CRD# 1363941·41 years experience

Professional Summary

Eric Adrian Huck, AIF®, CFP®, who also goes by Eric A Huck, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mechanicsburg, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Mechanicsburg, Pennsylvania. Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Eric has worked at 9 firms and has passed the Series 63, SIE, Series 62, Series 22, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric A Huck

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary
CFP®
Certified Financial PlannerSince 1988

Years of Experience

41 years in the financial services industry

Current & Past Employments

CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
5 Kacey Ct Ste 101, Mechanicsburg, PA 17055
June 29, 2023 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
5 Kacey Ct Ste 101, Mechanicsburg, PA 17055
May 16, 2003 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
Mechanicsburg, PA
December 2, 2003 - June 29, 2023
T.H.E. FINANCIAL GROUP, LTD·CRD# 14720
BD
Mechanicsburg, PA
October 20, 2003 - November 26, 2003
T.H.E. FINANCIAL GROUP, LTD·CRD# 14720
BD
Mechanicsburg, PA
December 12, 1991 - May 16, 2003
HOMESTEAD CAPITAL CORPORATION·CRD# 21906
BD
May 18, 1990 - October 7, 1991
CENTURY INVESTORS OF AMERICA, INC.·CRD# 5322
BD
October 6, 1989 - May 1, 1990
ASSET MANAGEMENT EQUITIES, LTD.·CRD# 21604
BD
April 6, 1988 - September 11, 1989
ILG SECURITIES CORPORATION·CRD# 422
BD
October 26, 1987 - March 26, 1988
NATHAN & LEWIS SECURITIES, INC.·CRD# 8503
BD
January 15, 1986 - August 27, 1987
LAUVER & COMPANY, INC.·CRD# 510
BD
May 16, 1985 - December 5, 1985

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Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport
09/26/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED OFFICE, NATURE OF BUSINESS: FIXED INSURANCE - LIFE, HEALTH AND LTC, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, START DATE: 2003, APPROX NUMBER OF HOURS PER WEEK: 40, BRIEF DESCRIPTION OF DUTIES: SALES AND SERVICE; 2. NAME OF OTHER BUSINESS: BAR FINANCIAL LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED OFFICE, NATURE OF BUSINESS: FINANCIAL SERVICES, POSITION/TITLE/RELATIONSHIP: REGIONAL DIRECTOR, START DATE: 2003, APPROX NUMBER OF HOURS PER WEEK: 40, BRIEF DESCRIPTION OF DUTIES: MANAGEMENT AND SALES; 3. NAME OF OTHER BUSINESS: HARRISBURG AREA LYME DISEASE SUPPORT GROUP INVESTMENT RELATED: NO ADDRESS: 5 KACEY COURT MECHANICSBURG PA 17055 START DATE: 4/2017 NATURE OF BUSINESS: SUPPORTS THOSE INVOLVED/AFFECTED BY LYME DISEASE APX # OF HOURS PER WEEK: 20 APX # OF HOURS DURING TRADING HOURS: 20 POSITION/TITLE/RELATIONSHIP: PRESIDENT DUTIES: CONDUCT MONTHLY MEETINGS, SPEAK PUBLICLY, ADVOCATE FOR LYME RIGHTS 4. NAME OF OTHER BUSINESS: PA LYME RESOURCE NETWORK, INVESTMENT RELATED: NO, ADDRESS: 211 SOUTH MAIN STREET, NORTH WALES, PA 19454, START DATE: 05/01/2014, NATURE OF BUSINESS: STATEWIDE LYME DISEASE SUPPORT GROUP, APX # OF HOURS PER WEEK: 5 APX # OF HOURS DURING TRADING HOURS: 5, DUTIES: CO-FOUNDER, TREASURER

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(1/16/2007)
RR
Connecticut
(3/9/2016)
RR
Delaware
(3/14/2016)
RR
Florida
(5/16/2003)
RR
Georgia
(5/23/2003)
RR
Indiana
(3/16/2005)
RR
Kansas
(3/22/2016)
RR
Kentucky
(6/7/2017)
RR
Maine
(4/27/2016)
RR
Maryland
(5/19/2003)
RR
Massachusetts
(7/12/2016)
RR
Michigan
(3/10/2016)
RR
Mississippi
(3/30/2016)
RR
Nebraska
(3/30/2016)
RR
New Jersey
(3/3/2016)
RR
New York
(3/25/2016)
RR
North Carolina
(3/3/2016)
RR
Pennsylvania
(5/21/2003)
IAR
Pennsylvania
(6/29/2023)
RR
South Carolina
(3/11/2016)
RR
Texas
(3/11/2016)
IAR
Texas
(6/29/2023)
RR
Utah
(2/7/2019)
RR
Virginia
(3/3/2010)
RR
Washington
(3/22/2012)
RR
Wisconsin
(3/9/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Aug 1992

Series 22 — Direct Participation Programs Representative Examination

Passed Nov 1991About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1985About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Aug 1993About the Series 24 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Apr 1992About the Series 39 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Eric Adrian Huck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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Eric Adrian Huck
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