William M. Sapoch
Professional summary
William Martin Sapoch is a registered financial professional currently at BREAN CAPITAL, LLC located in Summit, New Jersey.
William is registered as a RR (Registered Representative) and started their career in finance in 1985. William has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Martin Sapoch's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2013 - Present
BREAN CAPITAL, LLC
Office #1: 382 Springfield Avenue Suite 517, Summit, NJ 07901May 8, 2008 - October 16, 2008
BROADPOINT DESCAP
March 3, 2008 - April 4, 2013
GLEACHER & COMPANY SECURITIES, INC.
March 3, 1998 - March 4, 2008
BNY CAPITAL MARKETS INC.
August 21, 1992 - March 3, 1998
EAGLE ROCK CAPITAL GROUP, INC.
September 1, 1989 - August 28, 1992
PRINTON, KANE GROUP, INC.
June 25, 1988 - September 1, 1989
PRINTON, KANE GOVERNMENT SECURITIES, INC.
August 26, 1987 - July 16, 1988
PRINTON, KANE GOVERNMENT SECURITIES, L.P.
May 22, 1985 - September 1, 1989
PRINTON KANE & CO., L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/21/2013)
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(2/21/2020)
(3/21/2013)
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(2/9/2016)
(3/21/2013)
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(4/8/2020)
(3/21/2013)
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Exams
FINRA
Nasdaq Stock Market
Current Firm
BREAN CAPITAL, LLC
CRD#: 23723 / SEC#: , 8-40742
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMUR HOLDINGS, LLC | HOLDING COMPANY | |
| HUNT FS HOLDINGS III, LLC | HOLDING COMPANY | |
| ALLURED LLC | HOLDING COMPANY | |
| LIZINATOR LLC | HOLDING COMPANY | |
| BREAN CAPITAL HOLDINGS, LLC | HOLDING COMPANY | |
| CORWEN, STEPHEN MILLER | HEAD OF MBS/ABS SALES | 2943061 |
| FINE, ROBERT MICHAEL | CHIEF EXECUTIVE OFFICER | 1450313 |
| GUZMAN, JEFFREY M | CHIEF COMPLIANCE OFFICER | 3095123 |
| LAMARSH, JONATHAN ANDREW | PRINCIPAL OPERATIONS OFFICER | 5436335 |
| MACKLIN, JOHN TIMOTHY | PRINCIPAL OPERATIONS OFFICER | 1446800 |
| SARABELLA, ARNOLD | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 1717059 |
| TIRSCHWELL, ROBERT MOYSE | EXECUTIVE MANAGING DIRECTOR | 2230453 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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