Robert J. Lucia

ANDREWS, LUCIA WEALTH MANAGEMENT LLC

DANVILLE, CA 94526

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CRD#: 1363878

Professional summary

Robert Joseph Lucia is a registered financial advisor currently at ANDREWS, LUCIA WEALTH MANAGEMENT LLC located in Danville, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Robert has worked at 2 firms and has passed the Series 65 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FIRM NAME: ANDREWS, LUCIA & COMPANY, LLP; ADDRESS: 1825 S. GRANT ST., #610, SAN MATEO, CA 94402; INVESTMENT RELATED: NO; NATURE OF BUSINESS: ACCOUNTING FIRM; POSITION: PARTNER; TIME DEVOTED TO OTHER BUSINESS: SUBSTANTIAL MAJORITY OF BUSINESS TIME IS DEVOTED TO THE ACCOUNTING FIRM DURING SECURITIES-TRADING HOURS; DUTIES: PARTNER OF FIRM AND PROVIDER OF ACCOUNTING SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Lucia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 15, 2004 - Present

ANDREWS, LUCIA WEALTH MANAGEMENT LLC

Office #1: 939 Hartz Way Suite 200, Danville, CA 94526

RIA

CRD#: 130931

DANVILLE, CA

Past

May 20, 1985 - August 10, 1987

VESTEQ SECURITIES CORPORATION

CRD#: 14800

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANDREWS, LUCIA WEALTH MANAGEMENT LLC

CRD#: 130931 / SEC#: 801-66974

RIA

Registered Investment Advisory firm - (7/3/2006 Approved)

California

Registered Investment Advisory firm - (7/6/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/15/2004)

IAR

Texas
(7/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 22

Date: 10/30/1984

Direct Participation Programs Representative Examination

Current Firm

ANDREWS, LUCIA WEALTH MANAGEMENT LLC

CRD#: 130931 / SEC#: 801-66974

RIA

Registered Investment Advisory firm - (7/3/2006 Approved)

California

Registered Investment Advisory firm - (7/6/2006 Terminated)

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Contact information

Main Address

939 Hartz Way Suite 200, Danville, CA 94526-3440

Mailing Address

Phone number

(925) 837-8355

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANDREWS, LUCIA WEALTH MANAGEMENT FORM ADV PART 2A (3/18/2025)

Regulatory assets under management

Total Number of Accounts	639
AUM (Assets Under Management)	$ 496,806,127

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert J. Lucia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Lucia's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANDREWS, LUCIA WEALTH MANAGEMENT LLC

VESTEQ SECURITIES CORPORATION

Primary Firm SEC Registration

ANDREWS, LUCIA WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/1999

Series 22

Date: 10/30/1984

Current Firm

ANDREWS, LUCIA WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANDREWS, LUCIA WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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