Mark A. Buhrke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Allen Buhrke, ChFC®, CLU® was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1985. Mark had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2016 - June 1, 2020
KESTRA ADVISORY SERVICES, LLC
September 10, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
September 9, 2015 - June 1, 2020
KESTRA INVESTMENT SERVICES, LLC
August 5, 2015 - September 11, 2015
INVESTACORP ADVISORY SERVICES INC
August 1, 2015 - September 11, 2015
INVESTACORP, INC.
January 4, 2010 - July 21, 2015
KOVACK ADVISORS, INC.
January 4, 2010 - July 21, 2015
KOVACK SECURITIES INC.
April 14, 2003 - January 11, 2010
LPL FINANCIAL LLC
January 4, 2002 - January 11, 2010
LPL FINANCIAL LLC
November 23, 1985 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 23, 1985 - January 18, 2002
EQUITABLE ADVISORS, LLC
May 30, 1985 - December 8, 1986
MONEY CONCEPTS CAPITAL CORP
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
