Robert B. Corno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Biagio Corno was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 1991 - July 2, 2018
MASON INVESTMENT ADVISORY SERVICES INC
May 8, 1987 - July 2, 2018
MASON SECURITIES, INC.
July 2, 1985 - May 2, 1987
CAPITOL SECURITIES MANAGEMENT, INC.
May 3, 1985 - July 18, 1985
INVESTORS SECURITY COMPANY, INC.
Primary Firm SEC Registration
MASON INVESTMENT ADVISORY SERVICES INC
CRD#: 111113 / SEC#: 801-18054
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MASON INVESTMENT ADVISORY SERVICES INC
CRD#: 111113 / SEC#: 801-18054
Contact information
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,110 |
| AUM (Assets Under Management) | $ 13,204,245,927 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
