BK
Bradford M. Kimball
CAPITOL SECURITIES MANAGEMENT
Boston, MA 02109
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CRD#: 1363609
BK
Professional summary
Bradford Miles Kimball, who also goes by Miles Kimball Bradford, is a registered financial advisor currently at CAPITOL SECURITIES MANAGEMENT, INC. located in Boston, Massachusetts.
Bradford is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Bradford has worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Miles Kimball Bradford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Business: Douglas Elliman -Realtor Investment-related: yes Address: Douglas Elliman Real Estate - 20 Park Plaza, Suite 820 Boston, MA 02116 Nature of the other business: Represent buyers and sellers of real estate Position, title, or relationship with the other business: Realtor Start date: 02/16/23 Approx # of hours/month you devote to the other business: 10 Approx #of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: represent buyers & sellers of real estate
CRS (Client Relationship Summary) - RIA
Click below to view Bradford Miles Kimball's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bradford Miles Kimball's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2020 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 50 Congress Street Suite 700, Boston, MA 02109RIA
BD
CRD#: 14169
Boston, MA
Current
November 13, 2019 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 50 Congress Street Suite 700, Boston, MA 02109RIA
BD
CRD#: 14169
Boston, MA
Past
July 5, 2018 - July 5, 2019
TITUS ROCKEFELLER, LLC
BD
CRD#: 43608
WESTPORT, CT
Past
June 9, 2016 - July 25, 2016
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
DANVERS, MA
Past
May 24, 2016 - July 25, 2016
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
DANVERS, MA
Past
January 13, 2010 - May 24, 2016
SEACREST WEALTH MANAGEMENT, LLC
RIA
CRD#: 147092
MANCHESTER BY-THE-SEA, MA
Past
December 21, 2009 - May 24, 2016
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
MANCHESTER BY THE SEA, MA
Past
August 18, 2008 - December 23, 2009
DETWILER FENTON & CO.
RIA
CRD#: 1794
BOSTON, MA
Past
February 29, 2008 - December 23, 2009
DETWILER FENTON & CO.
BD
CRD#: 1794
BOSTON, MA
Past
April 2, 2007 - March 3, 2008
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
MANCHESTER BY THE SEA, MA
Past
April 2, 2007 - March 3, 2008
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
MANCHESTER BY THE SEA, MA
Past
December 17, 2002 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
MANCHESTER BY THE SEA, MA
Past
September 24, 1990 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
MANCHESTER BY THE SEA, MA
Past
May 21, 1987 - September 24, 1990
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
September 26, 1986 - April 3, 1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
Past
September 26, 1986 - April 13, 1987
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/2/2024)
RR
Arizona(4/12/2024)
RR
California(4/3/2024)
RR
Colorado(4/1/2024)
RR
Connecticut(3/11/2020)
RR
Delaware(4/8/2024)
RR
District of Columbia(1/28/2020)
RR
Florida(4/29/2021)
IAR
Florida(6/1/2023)
RR
Georgia(4/16/2021)
RR
Illinois(6/1/2023)
RR
Kentucky(4/3/2024)
RR
Maine(2/4/2020)
RR
Maryland(1/24/2020)
RR
Massachusetts(5/16/2022)
IAR
Massachusetts(1/18/2024)
RR
Michigan(4/3/2024)
RR
Nebraska(5/19/2022)
RR
Nevada(4/1/2024)
RR
New Hampshire(2/25/2020)
RR
New Jersey(1/24/2020)
RR
New Mexico(1/24/2020)
RR
New York(2/12/2020)
RR
North Carolina(4/9/2020)
RR
Ohio(4/1/2024)
RR
Oregon(2/2/2024)
RR
Pennsylvania(4/2/2024)
RR
Rhode Island(2/4/2020)
RR
South Carolina(4/2/2024)
RR
Tennessee(4/2/2024)
RR
Texas(4/1/2024)
RR
Utah(4/1/2024)
RR
Virginia(11/15/2019)
IAR
Virginia(1/8/2020)
RR
Washington(2/27/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 8/26/1998
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Mailing Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Phone number
(804) 612-9700
Established
Virginia since 03/22/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
170
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 3,745 |
| AUM (Assets Under Management) | $ 1,818,741,357 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPITOL SECURITIES MANAGEMENT, INC.
CRD#: 14169Boston, MA 02109TRUST BUT VERIFY
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