JY
James D. Yurman
VALMARK ADVISERS
Mentor, OH 44060
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CRD#: 1363602
JY
Professional summary
James Daniel Yurman is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Mentor, Ohio and VALMARK SECURITIES, INC. located in Mentor, Ohio.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. James has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Sales of life insurance and disability insurance thru various carriers; NOT Investment Related; Approximately 1-5 hrs. per month./// 2. KB IV, LLC; KB SCHAUMBURG, LLC; RESTAURANT; OWNER-INVESTOR; START DATE 06/2015; NOT INVESTMENT RELATED; NO CLIENT CONTACT; COMPENSATION-FROM PROFITS/// 3. KUMAS CORNER SCHAUMBERG; 5301 GRANT AVENUE, SUITE 100, CLEVELAND, OHIO 44125; RESTAURANT - BURGERS & CRAFT BEERS WITH FULL BAR SERVICE; CLASS A SHARE INVESTOR; SILENT INVESTOR; NOT INVESTMENT RELATED; STARTED 07/2015; FINANCIAL INTEREST-1.99995% OWNER OF CLASS A SHARE @$75,000; COMP- QUARTERLY ON OVERALL RESTAURANT SALES WITH A MINIMUM 8% GUARANTEE ON MY INITIAL INVESTMENT OF $75,000/// 4. BLAZE PIZZA, PASADENA, CALIFORNIA; PIZZA RESTAURANT; 5% INVESTOR; 5 SEPARATE STORES IN THE PITTSBURG AREA; NOT INVESMENT RELATED; START 03/01/2016; FINANCIAL INTERST-5% INVESTOR; COMPENSATION-QUARTERLY CHECKS OF PROFITS///
CRS (Client Relationship Summary) - RIA
Click below to view James Daniel Yurman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 25, 2002 - Present
VALMARK ADVISERS, INC.
Office #1: 8500 Station Street Suite 300g, Mentor, OH 44060RIA
CRD#: 108050
Mentor, OH
Current
October 9, 1997 - Present
VALMARK SECURITIES, INC.
Office #1: 8500 Station Street Suite 300g, Mentor, OH 44060BD
CRD#: 31243
Mentor, OH
Past
June 30, 2008 - October 16, 2017
CONCORD ADVISORS RIA
RIA
CRD#: 120800
MENTOR, OH
Past
July 8, 1993 - November 10, 1997
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/5/2005)
RR
California(1/3/2002)
RR
District of Columbia(2/7/2006)
RR
Florida(1/2/2009)
RR
Georgia(10/9/1997)
RR
Illinois(1/3/2002)
RR
Indiana(1/3/2002)
RR
Kentucky(10/9/1997)
RR
Michigan(9/18/2000)
RR
North Carolina(1/26/2005)
RR
Ohio(10/9/1997)
IAR
Ohio(10/25/2002)
RR
Pennsylvania(1/2/2008)
RR
South Carolina(2/28/2003)
RR
Tennessee(9/8/2005)
RR
Texas(9/1/2005)
RR
Virginia(9/1/2005)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
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Company Information
VALMARK ADVISERS, INC.
CRD#: 108050Mentor, OH 44060TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
