Brian E. Hessing
Professional summary
Brian Earl Hessing, who also goes by Brian Hess, Brian Hessing, is a registered financial professional currently at FELTL & COMPANY located in Plymouth, Minnesota.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1985. Brian has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Earl Hessing's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2002 - Present
FELTL & COMPANY
Office #1: One Carlson Parkway North Suite 225, Plymouth, MN 55447December 1, 1987 - July 17, 2002
MILLER JOHNSON STEICHEN KINNARD, INC.
March 31, 1986 - January 12, 1988
TWIN CITY SECURITIES, INC.
April 26, 1985 - April 11, 1986
MIDWEST DISCOUNT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2012)
(7/16/2002)
(7/16/2002)
(1/3/2019)
(7/16/2002)
(1/3/2019)
(1/4/2006)
(7/16/2002)
(7/16/2002)
(8/19/2002)
(7/16/2002)
(1/3/2019)
(1/2/2018)
(1/3/2019)
(4/18/2016)
(7/16/2002)
Exams
FINRA
Nasdaq Stock Market
Current Firm
FELTL & COMPANY
CRD#: 6905 / SEC#: 801-68779, 8-18435
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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