Stuart K. Demars
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stuart Kent Demars, who also goes by Kent Demars, was a registered financial professional .
Stuart is a previously registered financial professional and started their career in finance in 1985. Stuart had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2011 - January 25, 2012
SECURITIES SERVICE NETWORK, LLC
August 20, 2001 - March 2, 2011
HORNOR, TOWNSEND & KENT, LLC
June 26, 2001 - March 2, 2011
HORNOR, TOWNSEND & KENT, LLC
February 3, 1997 - July 26, 2001
WALNUT STREET SECURITIES, INC.
June 28, 1996 - February 3, 1997
TITAN/VALUE EQUITIES GROUP, INC.
June 1, 1996 - July 17, 1996
WALNUT STREET SECURITIES, INC.
December 21, 1994 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
December 1, 1994 - July 10, 1996
VOYA FINANCIAL ADVISORS, INC.
June 6, 1994 - November 30, 1994
WMA SECURITIES, INC.
January 15, 1993 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 24, 1985 - December 31, 1991
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECURITIES SERVICE NETWORK, LLC
CRD#: 13318 / SEC#: , 8-28980
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADVISOR GROUP HOLDINGS, INC. | SHARE HOLDER | |
| BLANCATO, PHILIP SALVATORE | DIRECTOR | 2122221 |
| GIOVANNIELLO, JOSEPH JR | DIRECTOR | 3086071 |
| GODBEE, CRYSTAL LEE | VICE PRESIDENT OF OPERATIONS | 5629010 |
| KLIMAS, RONALD THOMAS | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2321602 |
| MAAS, JONATHAN ELMER | VICE PRESIDENT, TRADING | 2793069 |
| MCKENNA, NINA | SECRETARY | 6302448 |
| PATEL, JAYAPRAKASH MOHANBHAI | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | 2973297 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| WILKINSON, WADE SHANNON | PRESIDENT AND CEO | 2312703 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 5 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
