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Christopher Thorp Barrow

CRD# 13635·Registered 1968 - 2016
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Thorp Barrow, who also goes by Christopher Thorpe Barrow, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1968 - 2016. Christopher had worked at 5 firms and has passed the Series 63 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Thorpe Barrow

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

PRIO WEALTH LP·CRD# 105058
RIA
Boston, MA
April 15, 1992 - December 6, 2016
MOSELEY SECURITIES CORPORATION·CRD# 7908
BD
September 20, 1979 - March 11, 1988
CORNERSTONE FINANCIAL SERVICES, INC.·CRD# 953
BD
March 23, 1978 - May 10, 1979
KEYSTONE SECURITIES CO. INC.·CRD# 6172
BD
March 22, 1978 - May 10, 1979
DEAM INVESTOR SERVICES, INC.·CRD# 754
BD
November 8, 1968 - November 15, 1976

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Current Firm

PW
PRIO WEALTH LP

PRIO WEALTH LIMITED PARTNERSHIP | SEAWARD MANAGEMENT LIMITED PARTNERSHIP | SEAWARD MANAGEMENT CORP | SEAWARD MANAGEMENT BUSINESS TRUST | SEAWARD MANAGEMENT | PRIO WEALTH LP

CRD#: 105058 / SEC#: 801-31805

Contact Information

Main Address

Franklin Street 265, Boston, MA 02110

Phone Number

(617) 224-1900

# of Employees

28

Documents

Latest Form ADV

Part 2 Brochures

PRIO ADV PART 2A 2023 (2/20/2024)

Regulatory Assets Under Management

Total Number of Accounts

1,765

AUM (Assets Under Management)

$3,737,800,709

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
10/28/2024Cover PageReport
09/19/2023Cover PageReport
10/27/2022Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1992About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Oct 1968

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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