Christopher T. Barrow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Thorp Barrow, who also goes by Christopher Thorpe Barrow, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1968. Christopher had worked at 5 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 1992 - December 6, 2016
PRIO WEALTH LP
September 20, 1979 - March 11, 1988
MOSELEY SECURITIES CORPORATION
March 23, 1978 - May 10, 1979
CORNERSTONE FINANCIAL SERVICES, INC.
March 22, 1978 - May 10, 1979
KEYSTONE SECURITIES CO. INC.
November 8, 1968 - November 15, 1976
DEAM INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/29/1968
Registered Representative ExaminationCurrent Firm
PRIO WEALTH LP
CRD#: 105058 / SEC#: 801-31805
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,765 |
| AUM (Assets Under Management) | $ 3,737,800,709 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/19/2023 | ||
| 10/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
