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Howard Lee Dachslager

CRD# 1363440·Registered 1985 - 1990
Previously Registered: Being a previously registered professional could mean that Howard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Howard Lee Dachslager was a registered financial advisor. Howard was a previously registered financial professional and started their career in finance 1985 - 1990. Howard had worked at 5 firms and has passed the Series 7, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

TERRALYNN WALTERS ASSOCIATES·CRD# 22107
BD
August 16, 1988 - April 17, 1990
KETTLER & COMPANY·CRD# 10530
BD
July 11, 1986 - June 8, 1989
GRANITE CAPITAL·CRD# 15219
BD
March 19, 1986 - August 1, 1986
ANCHOR NATIONAL FINANCIAL SERVICES, INC.·CRD# 5774
BD
June 25, 1985 - November 12, 1985
INTERFIRST CAPITAL CORPORATION·CRD# 7659
BD
May 21, 1985 - July 3, 1985

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Current Firm

TW
TERRALYNN WALTERS ASSOCIATES

TERRALYNN WALTERS ASSOCIATES

CRD#: 22107 / SEC#: 8-39563
BD
Terminated by FINRA on 07/09/1992

Contact Information

Established

California since 10/07/1986

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed May 1985About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Apr 1988About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Feb 1986About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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