Elia S. Durso
Professional summary
Elia Salvatore Durso, who also goes by Elia Durso, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Elmsford, New York.
Elia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Elia has worked at 3 firms and has passed the Series 63, Series 72, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Elia Salvatore Durso's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Elia Salvatore Durso's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 45 Knollwood Road Suite 500, Elmsford, NY 10523November 3, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 45 Knollwood Road Suite 500, Elmsford, NY 10523April 26, 2021 - November 3, 2023
FSC SECURITIES CORPORATION
February 27, 2009 - November 3, 2023
FSC SECURITIES CORPORATION
July 22, 1985 - February 27, 2009
ADVANTAGE CAPITAL CORPORATION
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2024)
(11/3/2023)
(11/3/2023)
(1/3/2025)
(11/3/2023)
(1/2/2025)
(8/7/2025)
(11/3/2023)
(11/3/2023)
(11/3/2023)
(11/3/2023)
(12/2/2024)
(11/3/2023)
(11/3/2023)
(1/2/2025)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.