Michael H. Kwon

STEWARD ADVISORS

CHICAGO, IL 60661

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CRD#: 1363301

Professional summary

Michael Huck Kwon is a registered financial advisor currently at STEWARD ADVISORS, LLC located in Chicago, Illinois.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Michael has worked at 3 firms and has passed the Series 65, Series 66, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Huck Kwon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2013 - Present

STEWARD ADVISORS, LLC

Office #1: 625 West Adams Street Floor 19, Chicago, IL 60661

RIA

CRD#: 156331

CHICAGO, IL

Past

December 20, 1999 - June 10, 2002

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

August 15, 1985 - April 28, 1989

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STEWARD ADVISORS, LLC

CRD#: 156331 / SEC#: 801-123655

RIA

Registered Investment Advisory firm - (4/8/2022 Approved)

Illinois

Registered Investment Advisory firm - (5/10/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/4/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/17/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/15/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6

Date: 12/18/1999

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 7/19/1986

General Securities Representative Examination

Current Firm

STEWARD ADVISORS, LLC

CRD#: 156331 / SEC#: 801-123655

RIA

Registered Investment Advisory firm - (4/8/2022 Approved)

Illinois

Registered Investment Advisory firm - (5/10/2022 Terminated)

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Contact information

Main Address

625 West Adams Street Floor 19, Chicago, IL 60661

Mailing Address

Phone number

(630) 537-0111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STEWARD ADVISORS LLC ADV 2B (3/7/2025)

STEWARD ADVISORS LLC ADV 2A (3/7/2025)

Regulatory assets under management

Total Number of Accounts	322
AUM (Assets Under Management)	$ 136,866,225

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael H. Kwon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Huck Kwon's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANC ONE SECURITIES CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

STEWARD ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/17/2013

Series 66

Date: 9/15/1999

Series 6

Date: 12/18/1999

Series 7

Date: 7/19/1986

Current Firm

STEWARD ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STEWARD ADVISORS, LLC

TRUST BUT VERIFY

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