Robert Murphy
Professional summary
Robert Murphy, who also goes by Robert Joseph Murphy, Robert Murphy, is a registered financial professional currently at BOFA SECURITIES, INC. located in New York, New York and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1993. Robert has worked at 8 firms and has passed the SIE, Series 99 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Murphy's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2019 - Present
BOFA SECURITIES, INC.
Office #1: One Bryant Park, New York, NY 10036July 8, 2019 - Present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Office #1: One Bryant Park, New York, NY 10036February 6, 2023 - Present
BOFA SECURITIES PRIME, INC.
Office #1: One Bryant Park, New York, NY 10036April 22, 2020 - August 14, 2023
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
May 5, 2016 - March 20, 2019
DEUTSCHE BANK SECURITIES INC.
February 24, 1993 - December 31, 1997
EXECUTIVE INVESTORS CORPORATION
February 9, 1993 - October 14, 1993
FIRST INVESTORS MANAGEMENT COMPANY, INC.
January 1, 1993 - December 31, 1997
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
BOFA SECURITIES PRIME, INC.
CRD#: 316331 / SEC#: , 8-70788
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOFA SECURITIES, INC. | SOLE SHAREHOLDER | 283942 |
| BOURNE, STUART MARK | DIRECTOR | 6611063 |
| DODDS, KEVIN PATRICK | CHIEF COMPLIANCE OFFICER | 1389294 |
| HUEBSCH, KEITH EVAN | DIRECTOR | 6367678 |
| MOONEY, SARA RATHBONE | CHIEF FINANCIAL OFFICER | 7616382 |
| SANTANNA, VINCENT C. | CHIEF OPERATIONS OFFICER & FINOP | 5290525 |
| SCOTT, MATTHEW ROBERTS | CHIEF EXECUTIVE OFFICER & PRESIDENT | 2522403 |
Red Flags
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