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Scott Douglas Walker

Scott D. Walker

WALKER FINANCIAL ADVISORS
Mission Viejo, CA 92691
Some features on this profile are disabled
CRD#: 1362980
Scott Douglas Walker

Professional summary

Scott Douglas Walker, CFP® is a registered financial advisor currently at WALKER FINANCIAL ADVISORS INC located in Mission Viejo, California.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Scott has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Douglas Walker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1986

Experience

Current

February 6, 2013 - Present

WALKER FINANCIAL ADVISORS INC

Office #1: 27201 Puerta Real, Suite 465, Mission Viejo, CA 92691
RIA
CRD#: 106268
Mission Viejo, CA
Past

January 25, 2006 - July 30, 2012

WALKER FINANCIAL ADVISORS INC

RIA
CRD#: 106268
MISSION VIEJO, CA
Past

March 11, 1992 - December 31, 1994

PACIFIC FINANCIAL ASSOCIATES, INC.

BD
CRD#: 23772
Past

January 2, 1987 - May 29, 1992

LPL FINANCIAL LLC

BD
CRD#: 6413
Past

April 23, 1985 - January 8, 1987

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WALKER FINANCIAL ADVISORS INC
WALKER FINANCIAL ADVISORS INC | WALKER FINANCIAL ADVISORS, INC. DBA CALIFORNIA 457 BENEFITS | WALKER FINANCIAL ADVISORS, INC.

CRD#: 106268 / SEC#: 801-113658

RIA
Registered Investment Advisory firm - (7/24/2018 Approved)
California
Registered Investment Advisory firm - (8/31/2018 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/6/2013)

Exams

State Security Law Exam
RR
Series 63
Date: 7/24/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/20/1985
General Securities Representative Examination

Current Firm

WF
WALKER FINANCIAL ADVISORS INC
WALKER FINANCIAL ADVISORS INC | WALKER FINANCIAL ADVISORS, INC. DBA CALIFORNIA 457 BENEFITS | WALKER FINANCIAL ADVISORS, INC.

CRD#: 106268 / SEC#: 801-113658

RIA
Registered Investment Advisory firm - (7/24/2018 Approved)
California
Registered Investment Advisory firm - (8/31/2018 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
27201 Puerta Real, Suite 465, Mission Viejo, CA 92691
Mailing Address
Phone number
(949) 367-1961
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B (3/24/2025)

Regulatory assets under management

Total Number of Accounts354
AUM (Assets Under Management)$ 216,044,685

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WALKER FINANCIAL ADVISORS INC

CRD#: 106268Mission Viejo, CA 92691

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