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Andrew Barry Citrynell

CRD# 1362901·Registered 1985 - 2011
Previously Registered: Being a previously registered professional could mean that Andrew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andrew Barry Citrynell was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 1985 - 2011. Andrew had worked at 6 firms and has passed the Series 63, Series 56, Series 55, Series 7, Series 27, Series 53, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

OCEAN VIEW CAPITAL, LLC·CRD# 148616
BD
Rancho Santa Fe, CA
September 2, 2011 - October 27, 2011
SEASIDE SECURITIES INC.·CRD# 26138
BD
Aspen, CO
August 15, 1990 - June 14, 2002
ALL-TECH DIRECT, INC.·CRD# 13992
BD
January 5, 1988 - April 13, 1989
DOMESTIC ARBITRAGE GROUP, INC.·CRD# 8144
BD
August 31, 1987 - October 29, 1987
VANDERBILT SECURITIES, INC.·CRD# 14280
BD
September 18, 1986 - July 10, 1987
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
May 21, 1985 - October 15, 1986

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Current Firm

OV
OCEAN VIEW CAPITAL, LLC

OCEAN VIEW CAPITAL, LLC | OCEANVIEW CAPITAL, LLC

CRD#: 148616 / SEC#: 8-68045
BD
Terminated by SEC on 12/27/2011

Contact Information

Established

Delaware since 05/05/2008

Firm Type

Limited Liability Company

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
INDIGO INVESTMENT GROUP INCMEMBER—
HYATT, LISA RENEMANAGING PARTNER & CEO4586164
CARSON, WILLIAM HUGHFINOP722967
KATSAFAROS, GUS PETERCOO2552810
LARSON, ROBERT JEROMEDIRECTOR OF COMPLIANCE & CCO1565322

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1985About the Series 63 exam

Series 56 — Proprietary Trader Qualification Examination

Passed Oct 2011

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2000

Series 7 — General Securities Representative Examination

Passed May 1985About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Jul 1990About the Series 27 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 1988About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Feb 1988About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Apr 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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