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Ronald B. Pekarchik

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CRD#: 1362535
RP

Professional summary

Ronald Bruce Pekarchik was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Ronald is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Ronald had worked at 3 firms, which includes CUMBERLAND BROKERAGE CORPORATION, FIRST MONTAUK SECURITIES CORP., HOMESTEAD SECURITIES INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 2, 2001 - May 1, 2002

CUMBERLAND BROKERAGE CORPORATION

BD
CRD#: 13409
ARDMORE, PA
Past

October 20, 1986 - April 18, 2001

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
RED BANK, NJ
Past

April 23, 1985 - November 25, 1986

HOMESTEAD SECURITIES, INC.

BD
CRD#: 15162

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/3/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/20/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/7/1998
General Securities Principal Examination

Current Firm

CB
CUMBERLAND BROKERAGE CORPORATION
CUMBERLAND ADVISORS, PTY | CUMBERLAND BROKERAGE CORPORATION

CRD#: 13409 / SEC#: , 8-42993

BD
Terminated by SEC on 08/29/2011
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Contact information

Main Address
Mailing Address
Phone number
Established
New Jersey since 06/20/1990
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SCHARF, GLENN PHILIPPRESIDENT, CHIEF COMPLIANCE OFFICER
BRUCE, ELLYN HOPEEXECUTIVE VICE PRESIDENT1036299
CALCATERRA, TIMEXECUTIVE VICE PRESIDENT4020937

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CUMBERLAND BROKERAGE CORPORATION

CRD#: 13409

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