Walter Malinowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Malinowski JR., CFP®, who also goes by Walter Malinowski Jr, Walter Malinowski, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1985. Walter had worked at 7 firms and has passed the Series 63, SIE, Series 62, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1992
Experience
February 5, 2020 - February 3, 2021
IP FINANCIAL ADVISORY SERVICES LLC
December 8, 2015 - January 14, 2020
INNOVATION PARTNERS LLC
November 12, 2015 - August 13, 2024
INNOVATION PARTNERS LLC
October 9, 2015 - November 16, 2015
CADARET, GRANT & CO., INC.
February 18, 2014 - December 31, 2014
FOCUS FINANCIAL GROUP INC.
January 25, 2012 - December 31, 2013
FOCUS FINANCIAL GROUP INC.
February 20, 2003 - December 31, 2011
FOCUS FINANCIAL GROUP INC.
February 7, 1990 - November 16, 2015
CADARET, GRANT & CO., INC.
October 27, 1989 - February 13, 1990
FOCUS II SECURITIES, INC.
October 27, 1988 - November 18, 1989
CADARET, GRANT & CO., INC.
February 19, 1988 - November 16, 1988
FOCUS SECURITIES, INC.
May 3, 1985 - March 5, 1988
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 3/15/1994
Corporate Securities Limited Representative ExaminationCurrent Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
