Scott A. Stuth

VESTOR CAPITAL

Chicago, IL 60606-3840

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CRD#: 1362264

Professional summary

Scott Anthony Stuth is a registered financial advisor currently at VESTOR CAPITAL, LLC located in Chicago, Illinois.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Scott has worked at 17 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Anthony Stuth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2023 - Present

VESTOR CAPITAL, LLC

Office #1: 10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840

RIA

CRD#: 165855

Chicago, IL

Past

December 2, 2020 - December 31, 2021

VESTOR CAPITAL, LLC

RIA

CRD#: 165855

Oak Brook, IL

Past

September 10, 2009 - December 4, 2012

AUSDAL FINANCIAL PARTNERS, INC.

RIA

CRD#: 7995

OAK BROOK, IL

Past

September 10, 2009 - December 4, 2020

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

OAK BROOK, IL

Past

April 10, 2006 - December 31, 2020

OAK ASSET MANAGEMENT, LLC

RIA

CRD#: 139790

OAK BROOK, IL

Past

March 24, 2006 - September 8, 2009

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

OAK BROOK, IL

Past

March 16, 2006 - September 8, 2009

WATERSTONE FINANCIAL GROUP, INC.

RIA

CRD#: 10078

OAK BROOK, IL

Past

May 1, 2002 - August 10, 2005

HARRISDIRECT LLC

CRD#: 42159

JERSEY CITY, NJ

Past

December 4, 2001 - August 10, 2005

HARRISDIRECT LLC

RIA

CRD#: 42159

CHICAGO, IL

Past

December 9, 2000 - May 1, 2002

HARRIS INVESTORLINE INC.

CRD#: 6362

SEATTLE, WA

Past

April 15, 2000 - December 9, 2000

HARRIS INVESTORLINE

CRD#: 6580

CHICAGO, IL

Past

October 21, 1998 - May 24, 2002

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Past

October 13, 1998 - April 15, 2000

HARRIS INVESTORS DIRECT, INC.

CRD#: 17664

CHICAGO, IL

Past

June 10, 1993 - September 22, 1998

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

December 7, 1990 - July 30, 1993

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

October 2, 1989 - December 7, 1990

COZAD INVESTMENT SERVICES, INC.

CRD#: 10065

Past

July 26, 1989 - October 4, 1989

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

February 8, 1988 - August 1, 1989

HAMILTON INVESTMENTS, INC.

CRD#: 821

Past

October 7, 1986 - November 20, 1987

INVEST FINANCIAL CORPORATION

CRD#: 12984

Past

December 7, 1985 - October 24, 1986

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

May 1, 1985 - October 21, 1985

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VESTOR CAPITAL, LLC

CRD#: 165855 / SEC#: 801-77335

RIA

Registered Investment Advisory firm - (10/1/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/9/2023)

IAR

Texas
(9/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/28/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/25/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/17/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/17/2024

General Securities Principal Examination

Current Firm

VESTOR CAPITAL, LLC

CRD#: 165855 / SEC#: 801-77335

RIA

Registered Investment Advisory firm - (10/1/2012 Approved)

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Contact information

Main Address

10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840

Mailing Address

Phone number

(312) 641-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VESTOR CAPITAL ADV PART 2A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3,472
AUM (Assets Under Management)	$ 2,081,002,554

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott A. Stuth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Anthony Stuth's CRS (Customer Relationship Summary).

Certified licenses

Experience

VESTOR CAPITAL, LLC

AUSDAL FINANCIAL PARTNERS, INC.

AUSDAL FINANCIAL PARTNERS, INC.

OAK ASSET MANAGEMENT, LLC

WATERSTONE FINANCIAL GROUP, INC.

WATERSTONE FINANCIAL GROUP, INC.

HARRISDIRECT LLC

HARRISDIRECT LLC

HARRIS INVESTORLINE INC.

HARRIS INVESTORLINE

AMERITAS INVESTMENT COMPANY, LLC

HARRIS INVESTORS DIRECT, INC.

BANC ONE SECURITIES CORPORATION

FSC SECURITIES CORPORATION

COZAD INVESTMENT SERVICES, INC.

CAPITAL BROKERAGE CORPORATION

HAMILTON INVESTMENTS, INC.

INVEST FINANCIAL CORPORATION

UBS FINANCIAL SERVICES INC.

BLINDER, ROBINSON & CO., INC.

Primary Firm SEC Registration

VESTOR CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/28/1999

Series 63

Date: 4/25/1985

Series 7TO

Date: 1/17/2024

SIE

Date: 10/1/2018

Series 7

Date: 4/20/1985

Series 24

Date: 1/17/2024

Current Firm

VESTOR CAPITAL, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VESTOR CAPITAL, LLC

TRUST BUT VERIFY

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