Randall D. Miles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall David Miles was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1986. Randall had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2016 - August 1, 2022
TIGRESS FINANCIAL PARTNERS, LLC
June 16, 2014 - February 19, 2015
CANTOR FITZGERALD & CO.
January 14, 2013 - April 2, 2014
OPPENHEIMER & CO. INC.
January 11, 2013 - January 31, 2013
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
September 4, 2001 - September 22, 2003
D.A. DAVIDSON & CO.
November 4, 1997 - November 18, 1999
CBA SECURITIES LLC
May 3, 1988 - March 19, 1996
NATWEST MARKETS SECURITIES INC.
September 24, 1986 - April 19, 1988
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TIGRESS FINANCIAL PARTNERS, LLC
CRD#: 154717 / SEC#: 801-112815, 8-68671
Contact information
FINRA licenses (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 17 |
| AUM (Assets Under Management) | $ 11,558,041 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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