George W. Bonney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George William Bonney III, who also goes by George W Bonney, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1985. George had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2019 - July 1, 2026
LIGHTHOUSE WEALTH STRATEGIES, LLC
October 12, 2016 - October 17, 2016
LIGHTHOUSE WEALTH STRATEGIES
October 7, 2016 - July 6, 2026
SOWELL MANAGEMENT
December 4, 2014 - July 26, 2017
PURSHE KAPLAN STERLING INVESTMENTS
December 3, 2014 - January 3, 2017
CONCERT WEALTH MANAGEMENT
April 9, 2014 - December 3, 2014
PURSHE KAPLAN STERLING INVESTMENTS
February 7, 2014 - December 3, 2014
NORTHWEST ASSET MANAGEMENT
April 17, 2009 - February 28, 2014
RBC CAPITAL MARKETS, LLC
April 17, 2009 - February 28, 2014
RBC CAPITAL MARKETS, LLC
October 31, 1996 - April 27, 2009
WELLS FARGO INVESTMENTS, LLC
October 10, 1989 - April 27, 2009
WELLS FARGO INVESTMENTS, LLC
May 23, 1985 - October 21, 1989
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
LIGHTHOUSE WEALTH STRATEGIES, LLC
CRD#: 299334 / SEC#: 801-114372
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIGHTHOUSE WEALTH STRATEGIES, LLC
CRD#: 299334 / SEC#: 801-114372
Contact information
SEC notice filing (18 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,034 |
| AUM (Assets Under Management) | $ 713,502,018 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
