Andrea L. Lang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrea Lee Lang, who also goes by Andrea Lee Klingenberg, was a registered financial professional .
Andrea is a previously registered financial professional and started their career in finance in 1986. Andrea had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2018 - March 2, 2020
JPMORGAN DISTRIBUTION SERVICES, INC.
August 3, 2018 - March 2, 2020
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
December 16, 2015 - November 27, 2017
JPMORGAN DISTRIBUTION SERVICES, INC.
August 2, 2010 - June 12, 2014
DEUTSCHE BANK SECURITIES INC.
December 6, 2006 - July 13, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 2005 - July 14, 2005
HSBC SECURITIES (USA) INC.
May 21, 2004 - January 1, 2005
HSBC BROKERAGE (USA) INC.
September 10, 1990 - May 5, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 27, 1986 - March 10, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/22/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
JPMORGAN DISTRIBUTION SERVICES, INC.
CRD#: 104234 / SEC#: , 8-52700
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| BARTA, WENDY KAY | PRESIDENT AND DIRECTOR | 2855534 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER AND DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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