Anthony M. Vivona
Professional summary
Anthony Mario Vivona, who also goes by VIc Vivona, is a registered financial professional currently at FINANCIAL NORTHEASTERN SECURITIES, INC. located in Fairfield, New Jersey.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1991. Anthony has worked at 6 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Mario Vivona's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 1999 - Present
FINANCIAL NORTHEASTERN SECURITIES, INC.
Office #1: 100 Passaic Avenue, Fairfield, NJ 07004June 24, 1997 - September 21, 1999
LASALLE FINANCIAL SERVICES, INC.
January 17, 1994 - February 24, 1997
CITIGROUP GLOBAL MARKETS INC.
September 4, 1991 - January 17, 1994
LEHMAN BROTHERS INC.
September 4, 1991 - January 28, 1994
LEHMAN SPECIAL SECURITIES INC.
September 4, 1991 - January 28, 1994
LEHMAN GOVERNMENT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/23/2001)
Exams
FINRA
Current Firm
FINANCIAL NORTHEASTERN SECURITIES, INC.
CRD#: 17007 / SEC#: , 8-34883
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 4 |
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