Brian D. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Dean Wilson was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1985. Brian had worked at 10 firms and has passed the Series 63, Series 22TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2018 - November 13, 2025
BANKERS LIFE SECURITIES, INC.
February 21, 2002 - February 1, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 8, 2000 - February 12, 2002
RBC CAPITAL MARKETS, LLC
January 3, 1994 - December 20, 2000
U.S. BANCORP INVESTMENTS, INC.
January 20, 1992 - January 5, 1994
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
July 5, 1989 - November 12, 1991
GLOBAL ATLANTIC DISTRIBUTORS, LLC
March 7, 1988 - June 13, 1989
HOYT SECURITIES
November 6, 1987 - May 16, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
June 9, 1986 - November 20, 1987
ASKAR CORP.
May 23, 1985 - February 13, 1986
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationCurrent Firm
BANKERS LIFE SECURITIES, INC.
CRD#: 173962 / SEC#: , 8-69562
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CDOC, INC. | PARENT COMPANY | |
| GOLDBERG, SCOTT LOUIS | BOARD MEMBER | 5296395 |
| HEILMAN, CHERYL LYNN | PRESIDENT/CEO/DIRECTOR | 2114445 |
| JOSEPHSON, STEVEN M | COO, DIRECTOR | 2239540 |
| KELLY, BRETT J | DIRECTOR, BLS OPERATIONS | 4818868 |
| LAMSON, MARK LEE | DIRECTOR OF SALES PRACTICE | 1796166 |
| MCDONOUGH, PAUL H | BOARD MEMBER | 7089411 |
| ROBERTS, ALBERTA STEPHENS | CHIEF COMPLIANCE OFFICER/ SECRETARY | 2681068 |
| TUCKER, CLARK BOMAR | FINOP | 1977842 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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