Matthew J. Stevens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Joseph Stevens, who also goes by Matthew J Stevens, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1985. Matthew had worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 1996 - March 4, 2011
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
January 8, 1993 - September 8, 1995
SUNPOINT SECURITIES, INC.
December 11, 1990 - December 25, 1992
ADDISON FINANCIAL SERVICES, INC.
June 27, 1990 - December 31, 1990
PRUDENTIAL EQUITY GROUP, LLC
April 11, 1988 - July 13, 1990
LEHMAN BROTHERS INC.
May 16, 1985 - April 11, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Exams
Current Firm
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
CRD#: 8494 / SEC#: , 8-25547
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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