Richard A. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Anthony Robinson II, CFA, who also goes by Richard Anthony Robinson, Rick Robinson, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1987. Richard had worked at 10 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2020 - October 6, 2021
PORTIA CAPITAL MANAGEMENT
September 28, 2018 - December 3, 2019
CETERA INVESTMENT SERVICES LLC
September 5, 2018 - December 3, 2019
CETERA INVESTMENT ADVISERS LLC
January 26, 2012 - August 17, 2012
WELLS FARGO CLEARING SERVICES, LLC
December 2, 2011 - August 17, 2012
WELLS FARGO CLEARING SERVICES, LLC
March 27, 2002 - May 4, 2005
WELLS FARGO INVESTMENTS, LLC
March 27, 2002 - May 4, 2005
WELLS FARGO INVESTMENTS, LLC
December 21, 2001 - March 12, 2002
MERRIMAN CAPITAL, INC.
July 13, 2001 - November 2, 2001
DIRECT CAPITAL SECURITIES, INC.
July 2, 1999 - August 24, 1999
BLACKROCK EXECUTION SERVICES
August 2, 1990 - June 3, 1991
RINFRET SECURITIES, INC.
November 25, 1987 - January 31, 1989
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PORTIA CAPITAL MANAGEMENT
CRD#: 286662 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 65,724,604 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
