Diana L. Bryan
Professional summary
Diana Lee Bryan, who also goes by Diana Baillie, Diana Lee Mangravete, Diana Lee Mangravetebryan, Diana Lee Mangravette, is a registered financial professional currently at CHELSEA FINANCIAL SERVICES located in Miami, Florida.
Diana is registered as a RR (Registered Representative) and started their career in finance in 1985. Diana has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Diana Lee Bryan's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2010 - Present
CHELSEA FINANCIAL SERVICES
June 23, 2006 - June 21, 2010
BROOKSTONE SECURITIES, INC.
May 25, 2000 - June 28, 2006
SOUTHEASTERN SECURITIES, INC.
June 18, 1997 - May 18, 2000
FINACORP SECURITIES
May 18, 1994 - May 29, 1997
M. J. WHITMAN, INC.
September 25, 1989 - June 7, 1994
HYM FINANCIAL, INC.
September 15, 1987 - December 17, 1987
SWARTWOOD, HESSE INC.
July 10, 1986 - August 6, 1987
INVESTACORP, INC.
April 23, 1985 - June 11, 1986
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/16/2019)
(6/21/2010)
(6/21/2010)
(6/21/2010)
(6/21/2010)
(6/21/2010)
(7/3/2023)
(6/21/2010)
(6/21/2010)
(6/21/2010)
(6/21/2010)
(6/21/2010)
(6/29/2023)
(6/21/2010)
(6/21/2010)
(3/2/2018)
(6/21/2010)
(6/21/2010)
(8/10/2010)
(4/25/2014)
Exams
FINRA
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
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