Diana Lee Bryan
Professional Summary
Diana Lee Bryan, who also goes by Diana Baillie, Diana Lee Mangravete, Diana Lee Mangravetebryan, Diana Lee Mangravette, is a registered financial advisor currently at CHELSEA FINANCIAL SERVICES located in Miami, Florida. Diana is registered as a RR (Registered Representative) and started their career in finance in 1985. Diana has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Diana Baillie, Diana Lee Mangravete, Diana Lee Mangravetebryan, Diana Lee Mangravette
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
41 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CHELSEA FINANCIAL SERVICES | DBA CHELSEA FINANCIAL SERVICES | CHELSEA MORGAN SECURITIES, INC.
Contact Information
Main Address
242 Main Street, Staten Island, NY 10307Mailing Address
242 Main Street, Staten Island, NY 10307Phone Number
(718) 967-8400Established
New York since 05/05/1999Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/16/2019)
(6/21/2010)
(6/21/2010)
(6/21/2010)
(6/21/2010)
(6/21/2010)
(7/3/2023)
(6/21/2010)
(6/21/2010)
(6/21/2010)
(6/21/2010)
(6/21/2010)
(6/29/2023)
(6/21/2010)
(6/21/2010)
(3/2/2018)
(6/21/2010)
(6/21/2010)
(8/10/2010)
(4/25/2014)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Diana Lee Bryan's CRS (Customer Relationship Summary).
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