Robert B. Lingle

MERUS ADVISORS

Newport Beach, CA 92660

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CRD#: 1361471

Professional summary

Robert Bruce Lingle, who also goes by Robert Bruce Lingle, is a registered financial advisor currently at MERUS ADVISORS, LLC located in Newport Beach, California and STONEHAVEN, LLC located in New York, New York.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Robert has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Bruce Lingle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Mr. Lingle is a Managing Director, Marketing with Merus Advisors, a state registered investment adviser, where he is responsible for sourcing and creating materials for the promotion of investment products. He has held this position since 02/2022. This business is investment-related. Mr. Lingle is supervised from the main office and located in San Juan Capistrano, California. He spends approximately 20 hours per month on matters for the adviser, 10 of which during securities trading hours. 2) Pacific Alternative Investments, Investment-Related, Managing Partner, sourcing and selling suitable private investment offerings to qualified investors, approx 160 hours/month, mostly during marketing trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Bruce Lingle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2022 - Present

MERUS ADVISORS, LLC

Office #1: 4695 Macarthur Court Suite 850, Newport Beach, CA 92660

RIA

CRD#: 284725

Newport Beach, CA

Current

September 12, 2023 - Present

STONEHAVEN, LLC

Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020

CRD#: 118913

NEW YORK, NY

Past

May 2, 2016 - October 6, 2023

CAPITAL GROWTH ADVISORS LLC

CRD#: 41847

San Juan Capistrano, CA

Past

October 7, 2008 - April 22, 2016

HEDGE HARBOR INC.

CRD#: 44324

Tustin, CA

Past

April 7, 2005 - March 21, 2007

TJM INVESTMENTS, LLC

CRD#: 46300

CHICAGO, IL

Past

May 29, 2003 - March 7, 2005

REFCO SECURITIES, LLC

CRD#: 14094

NEW YORK, NY

Past

September 17, 1999 - March 13, 2002

THOMAS GREEN SECURITIES, INC.

CRD#: 571

LOS ANGELES, CA

Past

March 28, 1998 - September 3, 1999

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

CEDAR RAPIDS, IA

Past

March 12, 1996 - March 28, 1998

ADM SECURITIES, INC.

CRD#: 31973

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/21/2025)

IAR

California
(6/8/2022)

California
(9/12/2023)

Colorado
(2/5/2024)

Massachusetts
(9/12/2023)

New York
(9/12/2023)

Texas
(9/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/26/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/15/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/11/1996

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MERUS ADVISORS, LLC

CRD#: 284725 / SEC#:

California

Registered Investment Advisory firm - (9/9/2016 Approved)

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Contact information

Main Address

801 Garden Street Suite 300, Santa Barbara, CA 93101

Mailing Address

Phone number

(805) 965-0509

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert B. Lingle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Bruce Lingle's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEHAVEN, LLC

CAPITAL GROWTH ADVISORS LLC

HEDGE HARBOR INC.

TJM INVESTMENTS, LLC

REFCO SECURITIES, LLC

THOMAS GREEN SECURITIES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

ADM SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/26/2021

Series 63

Date: 5/15/1996

SIE

Date: 10/1/2018

Series 7

Date: 3/11/1996

FINRA

Current Firm

MERUS ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

MERUS ADVISORS, LLC

TRUST BUT VERIFY

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