Michael J. Flinn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Flinn was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2014 - October 26, 2018
INTEGRITY INVESTMENTS, INC.
February 7, 2008 - March 8, 2012
THE STRATEGIC FINANCIAL ALLIANCE, INC.
February 7, 2008 - March 8, 2012
THE STRATEGIC FINANCIAL ALLIANCE, INC.
December 6, 2000 - August 23, 2007
FIRST LEGACY SECURITIES, LLC
August 22, 2000 - October 17, 2000
SENTRA SECURITIES CORPORATION
March 4, 1998 - September 16, 1998
PORTFOLIO BROKERAGE SERVICES, INC.
May 27, 1993 - June 18, 1996
LEGG MASON WOOD WALKER, INCORPORATED
May 23, 1985 - January 20, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 2/23/2004
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
INTEGRITY INVESTMENTS, INC.
CRD#: 31017 / SEC#: , 8-45302
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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