Edward S. Finocchiaro
Professional summary
Edward Santo Finocchiaro, who also goes by Edward Santo Finnocchairo, Edward Santo Finnocchiaro, Edward Santo Finocchairo, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Marshfield, Massachusetts and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Edward has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edward Santo Finocchiaro's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2026 - Present
IP FINANCIAL ADVISORY SERVICES LLC
June 21, 2024 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210January 11, 2016 - June 25, 2024
FNEX CAPITAL, LLC
September 15, 2010 - December 4, 2015
MIDAMERICA FINANCIAL SERVICES, INC.
April 16, 2010 - August 19, 2010
SAMUELS CHASE & CO., INC.
May 3, 2006 - December 31, 2009
ALLSPRING FUNDS MANAGEMENT, LLC
May 3, 2006 - December 31, 2009
ALLSPRING FUNDS DISTRIBUTOR, LLC
November 11, 1997 - December 13, 2005
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
October 1, 1995 - October 23, 1997
TUCKER ANTHONY INCORPORATED
December 10, 1993 - September 25, 1995
SHAWMUT BROKERAGE, INC.
October 18, 1991 - December 9, 1993
PRUDENTIAL EQUITY GROUP, LLC
June 25, 1985 - October 18, 1991
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2024)
(1/14/2026)
(6/21/2024)
(1/14/2026)
(6/21/2024)
(6/21/2024)
(1/14/2026)
(6/21/2024)
(6/21/2024)
(1/14/2026)
Exams
FINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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