Loren P. Vanportfleet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Loren Paul Vanportfleet was a registered financial professional .
Loren is a previously registered financial professional and started their career in finance in 1985. Loren had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 1988 - September 19, 1988
ANDOVER SECURITIES, INC.
January 28, 1988 - August 24, 1988
NEW ENGLAND SECURITIES
July 11, 1987 - October 14, 1989
PRUCO SECURITIES, LLC.
June 23, 1987 - August 15, 1988
SINGER & COMPANY SECURITIES, INC.
February 2, 1987 - June 11, 1987
AMERIVEST SECURITIES CORPORATION
August 20, 1985 - February 5, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ANDOVER SECURITIES, INC.
CRD#: 16903 / SEC#: , 8-34718
Contact information
Documents
Red Flags
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