Evan Olsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evan Olsen, who also goes by Evan Pierce Olsen, was a registered financial professional .
Evan is a previously registered financial professional and started their career in finance in 1985. Evan had worked at 7 firms and has passed the Series 63, Series 65, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2012 - April 15, 2013
W.R. HAMBRECHT + CO., LLC
September 8, 2008 - September 30, 2011
ECHOTRADE LLC
April 15, 2002 - September 11, 2006
STEPHENS
March 25, 2002 - April 3, 2002
DELAFIELD HAMBRECHT, INC.
March 29, 2001 - January 3, 2002
W.R. HAMBRECHT + CO., LLC
March 2, 1998 - January 17, 2001
RBC CAPITAL MARKETS, LLC
May 7, 1991 - March 2, 1998
DAIN RAUSCHER INCORPORATED
April 23, 1985 - May 1, 1991
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/5/1998
Limited Representative-Equity Trader ExamCurrent Firm
W.R. HAMBRECHT + CO., LLC
CRD#: 45040 / SEC#: , 8-50935
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Civil Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
