Jay D. Mcclellan

CORNERSTONE ASSET MANAGEMENT SERVICES

Dayton, OH 45415

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CRD#: 1360920

Professional summary

Jay David Mcclellan, CFP® is a registered financial advisor currently at CORNERSTONE ASSET MANAGEMENT SERVICES, INC. located in Dayton, Ohio.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Jay has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 22, Series 6, Series 51, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Asset Management Systems. President. Income tax preparation business along with financial planning and insurance under same name. 8801 N. Main St., Dayton OH 45415. June 1990. 50-80 hours. I am a licensed insurance agent offering various Life A&H products as needed by my clients. McClellan Agency,Owner, 8801 N. Main St., Dayton OH 45415, fixed insurance and annuity sales, 8/8/1984, 5 hrs/month. MVT Investors. General partner and majority owner in an office building that I had constructed in 1987. 8801 N. Main St., Dayton OH 45415. 4-6 hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay David Mcclellan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Current

July 6, 2020 - Present

CORNERSTONE ASSET MANAGEMENT SERVICES, INC.

Office #1: 8801 North Main St., Dayton, OH 45415

RIA

CRD#: 137712

Dayton, OH

Past

April 17, 2018 - December 31, 2018

AURORA SECURITIES

CRD#: 46147

Dayton, OH

Past

November 18, 2016 - July 13, 2020

SECURE ASSET MANAGEMENT, L.L.C.

RIA

CRD#: 144046

Dayton, OH

Past

September 21, 2012 - November 18, 2016

CONCORDE ASSET MANAGEMENT, LLC

RIA

CRD#: 140367

DAYTON, OH

Past

September 21, 2012 - November 18, 2016

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

DAYTON, OH

Past

April 17, 2007 - September 21, 2012

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

TAMPA, FL

Past

April 11, 2007 - September 21, 2012

J.W. COLE FINANCIAL, INC.

CRD#: 124583

DAYTON, OH

Past

January 7, 2005 - May 2, 2007

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

DAYTON, OH

Past

October 6, 1999 - December 31, 2005

QUESTAR CAPITAL CORPORATION

RIA

CRD#: 43100

DAYTON, OH

Past

February 16, 1999 - April 11, 2007

QUESTAR CAPITAL CORPORATION

CRD#: 43100

DAYTON, OH

Past

July 29, 1997 - February 16, 1999

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

May 24, 1989 - July 28, 1997

MARINER FINANCIAL SERVICES, INC.

CRD#: 8292

LARGO, FL

Past

June 24, 1985 - June 17, 1989

LEADERTECH SECURITIES, INC.

CRD#: 13052

Past

April 25, 1985 - November 29, 1985

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/10/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 10/13/1989

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 22

Date: 12/11/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 4/24/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/27/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/30/1990

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 6/30/1987

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CORNERSTONE ASSET MANAGEMENT SERVICES, INC.

CRD#: 137712 / SEC#: 801-68417

RIA

Registered Investment Advisory firm - (6/11/2012 Terminated)

Arizona

Registered Investment Advisory firm - (3/28/2012 Approved)

Indiana

Registered Investment Advisory firm - (6/6/2012 Approved)

Kansas

Registered Investment Advisory firm - (6/8/2012 Approved)

Michigan

Registered Investment Advisory firm - (6/11/2012 Approved)

Montana

Registered Investment Advisory firm - (5/15/2023 Approved)

Ohio

Registered Investment Advisory firm - (6/6/2012 Approved)

Texas

Registered Investment Advisory firm - (6/5/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1000 W Wallings Rd Suite D, Broadview Heights, OH 44147

Mailing Address

Phone number

(440) 746-0707

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	494
AUM (Assets Under Management)	$ 36,697,255

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jay D. Mcclellan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay David Mcclellan's CRS (Customer Relationship Summary).

Certified licenses

Experience

AURORA SECURITIES

SECURE ASSET MANAGEMENT, L.L.C.

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE INVESTMENT SERVICES, LLC

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

QUESTAR CAPITAL CORPORATION

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

MARINER FINANCIAL SERVICES, INC.

LEADERTECH SECURITIES, INC.

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/10/1994

Series 63

Date: 9/8/1993

SIE

Date: 10/1/2018

Series 62

Date: 10/13/1989

Series 22

Date: 12/11/1985

Series 6

Date: 4/24/1985

Series 51

Date: 3/27/2003

Series 24

Date: 5/30/1990

Series 26

Date: 6/30/1987

Current Firm

CORNERSTONE ASSET MANAGEMENT SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE ASSET MANAGEMENT SERVICES, INC.

TRUST BUT VERIFY

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