Heather E. Blades
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heather Elizabeth Blades, who also goes by Heather Blades, Heather Blades Doggett, Heather Blades Krieger, was a registered financial professional .
Heather is a previously registered financial professional and started their career in finance in 1985. Heather had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 4 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2009 - October 5, 2021
NPB FINANCIAL GROUP, LLC
January 16, 2007 - March 24, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
January 16, 2007 - March 24, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
November 26, 2001 - September 18, 2006
NATALLIANCE SECURITIES, LLC
January 26, 2000 - November 26, 2001
INTERFIRST CAPITAL CORPORATION
March 5, 1998 - January 25, 2000
LINTZ GLOVER WHITE & COMPANY, INC.
June 1, 1994 - February 3, 1998
ASSOCIATED SECURITIES CORP.
May 11, 1987 - May 13, 1994
GLENFED BROKERAGE SERVICES
October 23, 1985 - March 2, 1987
BA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NPB FINANCIAL GROUP, LLC
CRD#: 137743 / SEC#: 801-65903, 8-67113
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NAKAGIRI REV LIVING TRUST | MEMBER | |
| PASH, MARK STEVEN | MEMBER - MANAGER | 869880 |
| BRAZIEL, JAMES AUDY | MEMBER | 2321699 |
| BRAZIEL, JAMES HUBERT | MEMBER - MANAGER | 29443 |
| CHAN, FRANK STEWART | VICE-PRESIDENT/CHIEF MARKETING OFFICER | 2549010 |
| CHING, GARY KOON CHEONG | VICE-PRESIDENT / CFO/ACTING CCO | 1631264 |
| CORIA, SHIRLEY JAMIL | VICE-PRESIDENT AND CHIEF OPERATING OFFICER/ACTING CCO | 1111255 |
| MCFARLAND, RICHARD BENN JR | TRUSTEE | 1080626 |
| WRIGHT FINANCIAL, LLC | MEMBER | |
| MCFARLAND 1980 FAMILY TRUST | MEMBER | |
| NAKAGIRI, MARIA AGNES | TRUSTEE | 5723640 |
Regulatory assets under management
| Total Number of Accounts | 1,698 |
| AUM (Assets Under Management) | $ 248,794,176 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
