Blake L. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Blake Leo Scott was a registered financial professional .
Blake is a previously registered financial professional and started their career in finance in 1985. Blake had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2006 - June 29, 2012
SOUND INVESTMENT STRATEGIES, INC.
October 28, 1999 - December 31, 2007
GUARDIAN CAPITAL INC
March 3, 1999 - October 28, 1999
WAMU INVESTMENTS, INC.
May 20, 1998 - March 12, 1999
WELLS FARGO BROKERAGE SERVICES, L.L.C.
March 3, 1987 - January 7, 1995
WAMU INVESTMENTS, INC.
April 24, 1985 - March 9, 1987
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUND INVESTMENT STRATEGIES, INC.
CRD#: 141440 / SEC#: 801-67170
Contact information
Regulatory assets under management
| Total Number of Accounts | 220 |
| AUM (Assets Under Management) | $ 52,066,223 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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