Ruth Harris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ruth Harris, who also goes by Ruth Meivar Harris, Ruth Meivar, was a registered financial professional .
Ruth is a previously registered financial professional and started their career in finance in 1985. Ruth had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2015 - April 11, 2016
CETERA INVESTMENT ADVISERS LLC
September 16, 2015 - April 11, 2016
SUMMIT BROKERAGE SERVICES, INC.
June 11, 2014 - November 13, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
March 20, 2014 - September 29, 2015
J.P. TURNER & COMPANY, L.L.C.
March 12, 2009 - March 20, 2014
APW CAPITAL, INC.
January 31, 2008 - March 5, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 2, 2002 - December 31, 2007
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
July 24, 2001 - October 2, 2002
WISE PLANNING CORP.
October 23, 1989 - July 3, 2001
METROPOLITAN LIFE INSURANCE COMPANY
October 23, 1989 - July 3, 2001
MSI FINANCIAL SERVICES, INC.
May 14, 1985 - March 18, 1987
DEVELOPMENT CORPORATION FOR ISRAEL
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 5/13/1985
Non-Member General Securities ExaminationCurrent Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
