Margaret M. Donovan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Mary Donovan, who also goes by Peggy Donovan, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1985. Margaret had worked at 7 firms and has passed the Series 63, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2010 - May 20, 2014
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
September 18, 2001 - February 17, 2004
SCCOT FINANCIAL GROUP INCORPORATED
June 21, 1999 - October 5, 1999
IDS LIFE INSURANCE COMPANY
June 21, 1999 - October 5, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
March 5, 1990 - July 31, 1997
WILLIAM E. SIMON & SONS MUNICIPAL SECURITIES, INC.
January 9, 1986 - May 24, 1988
CHAPDELAINE TULLETT PREBON, LLC
May 21, 1985 - November 6, 1985
CHASE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
CRD#: 104369 / SEC#: , 8-52843
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 42 |
Red Flags
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